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Last Updated: 11.01.2008
Laboratory in Tissue Spectroscopy and Bio-Signatures
Spectroscopic diagnosis of disease, Urs Utzinger

Technologies based on quantitative optical spectroscopy have shown promise to improve detection of lesions in many epithelial surfaces. To interrogate tissue optically, light at specific wavelengths is projected onto the tissue surface (Fig. A1). This light penetrates the tissue and along its propagation path is scattered, absorbed and a small fraction of the absorbed light is converted into fluorescence by natural fluorophores. Fluorescence and reflectance spectroscopy in the visible wavelengths range probes at least several 100 µm inside the tissue.


Figure A1: Illustration of a diagnostic pen to measure spectroscopic signals.

Fluorescence intensity is a function of both the excitation and emission wavelength in samples containing multiple fluorophores such as human tissue. Tissue autofluorescence originates from structural proteins (collagen and elastin) and their cross-links, metabolic co-factors (NAD(P)H and FAD), aromatic amino acids (tryptophan, tyrosine and phenylalanine), and porphyrins, each of which have a characteristic excitation spectrum with an associated characteristic emission. Collagen and elastin are major parts of the extracellular matrix and predominantly found in stromal tissue layers. Nicotine adenine dinucleotide (NAD(P)) and flavin adenine dinucleotide (FAD) are reduced in the citric acid cycle (anaerobic glycolysis) to FADH and NAD(P)H, which are utilized as coenzymes in the electron transport chain (aerobic glycolysis). Because the pyridine nucleotides and flavins play an integral role in cellular metabolism, it is possible to assess the metabolic status of tissue by monitoring changes in the concentrations of these electron carriers. Increased metabolism will result in increased NAD(P)H and decreased FAD concentrations. Recent studies in the cervix indicate that fluorescent components in the stroma change before cells invade and that optical probing of the stroma may be an important indicator of a premalignant process that is still confined to the epithelium.


Figure A2: Light tissue interaction. Incident light is converted into fluorescence or scattered inside the tissue.

Light undergoes elastic scattering and potentially absorption when traveling inside the tissue (Fig A2). Light remitted from the tissue surface is known as diffuse reflectance. Scattering depends on small-scale fluctuations of refractive indices which originate from cell organelles such as chromatin, mitochondria and membrane. Since absorption in tissue is largely due to hemoglobin and because oxygenated and deoxygenated hemoglobin absorb light differently, average blood oxygenation can be determined from reflectance spectra. Several groups have shown that tissue backscattering is altered by the intracellular micro structure such as nuclear size and

chromatin density but also by other organelles that have a higner optical density then the cytoplasm. Changes in the optical density and the size of organelles occur as premalignant changes develop.

Thus, signals based on reflected light can detect structural changes and hemoglobin concentrations, while fluorescence signals can detect changes in metabolic activity and extracellular matrix integrity.

A simple spectroscopic system for the clinical trials is illustrated in figure A1. It incorporates a filtered light source with monochromatic output for fluorescence excitation and white light output for reflectance measurements. Light is guided to the tissue with a fiberoptic probe, and emitted light is collected with the same probe and analyzed with a spectrograph.